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Corporate Risk & Compliance Analyst

Job Introduction

This role will involve assisting the Corporate Risk and Compliance Team with their monitoring and surveillance duties.

Role Responsibility

  • Responsibilities will include undertaking routine daily and periodic tasks according to the ongoing monitoring plan.
  • To undertake periodic review of staff transactions for conflicts checks and to ensure staff adherence to the Code of Ethics. 
  • To assist with the periodic surveillance monitoring of Jupiter transactions in order to ensure there are no concerns with regards to conflicts or the market abuse regime.
  • To assist with periodic surveillance monitoring of email, voice calls, and other communication methods
  • To assist in the collating of management information for various committees and monthly reports
  • To undertake, or to assist in, various periodic monitoring reviews as directed by the Head of Corporate Risk and Compliance Assurance and to ensure that working papers are drafted to a satisfactory standard demonstrating sound testing.
  • To assist in various regulatory projects and ad hoc tasks as and when required
  • Develop strong relationships with various stakeholders across the Group in order to optimize the monitoring process.

The Ideal Candidate

  • Experience of working in financial services, with experience of Asset Management desirable.
  • Knowledge and understanding of regulatory requirements and how they are relevant to Jupiter’s business. Knowledge of the Market Abuse Regime preferential.
  • Experience of using an order management system beneficial
  • Good communication skills; ability to liaise with employees at all levels of the business.
  • Ability to multi-task and work to tight deadlines.
  • Strong technical abilities and comfortable with a suite of data manipulation techniques.
  • Strong attention to detail.
  • Ability to act with diplomacy and discretion.
  • Excellent team player with proven ability to develop good working relationships with colleagues whilst also being able to work independently where required.
  • Role will appeal to an individual looking to develop and build upon experience in Compliance within an asset management company.

Qualifications Required:

  • Educated to degree level or equivalent industry experience.

Package Description

We reward our employees with a comprehensive employee benefits package that includes physical health and financial wellbeing initiatives and family friendly policies, as well as Company support to make a difference to the charities that are important to them. We also offer a structured learning and development programme and sponsorship towards relevant qualifications. Our employee resource groups (including LGBT+ and Women in Technology), Sports and Social, Arts and Charity Committees also provide further support to our employees.

About the Company

Jupiter is one of the UK’s leading investment management companies with just over 500 employees and £60.5 billion worth of assets under management (as at 31st December 2021). 

Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub-advised funds. Jupiter has experienced a period of international growth with offices open in EMEA, APAC and the US. 

The majority of our employees are based in our London office located just minutes from Victoria station which provides stair-free access from both the Underground’s Victoria line and National Rail platforms, as well as limited road crossings to the Jupiter office. Our London office was designed to encourage employees to live active, healthy lives with floor-to-ceiling windows that allow for greater natural light and the benefit of a private balcony, table tennis room, cycle storage and on-site shower and locker facilities. The short distance to Green Park and St James' Park also provides employees with a natural space to relax during their lunch break and a healthy alternative to office-based meetings. 

We offer our UK employees a 2-1-2 hybrid working arrangement where Tuesdays, Thursdays and a third day of your choice are worked from the office. The other two days may be worked from home.  This facilitates collaboration and allows employees to maximise productivity whilst maintaining a healthy work/life balance. 

Jupiter Asset Management


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